Bill Overholt has written a valuable piece in the Harvard University journal Prism putting US-China rivalry into historical context. It is a reminder of how important an understanding of historical context is enabling individuals and governments to make good decisions.
The original can be accessed here.
Or else the article can be downloaded as a PDF document here:
Below is a really great deconstruction, by the estimable Robbie Barnett, of the differences in Chinese policy towards Xinjiang versus Tibet. Sadly, the piece also reminds us just how much under-resourced, bad journalism exists in developed countries. And it highlights how Islamophobia is at the heart of what the Chinese state is doing to Xinjiang.
Tibetan Buddhists walk past a poster showing Chinese President Xi Jinping and former Chinese leaders Jiang Zemin, Mao Zedong, Deng Xiaoping, and Hu Jintao during a government-organized tour of Tibet on October 15, 2020. Thomas Peter/Reuters
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China’s Policies in Its Far West: The Claim of Tibet-Xinjiang Equivalence
Blog Post by Guest Blogger for Asia Unbound
March 29, 2021
8:00 am (EST)
Robert Barnett is a Professorial Research Associate at the School of Oriental and African Studies, University of London; an Affiliate Researcher at King’s College, London; and former Director of Modern Tibetan Studies at Columbia University. Recent edited volumes include Conflicting Memories with Benno Weiner and Françoise Robin, and Forbidden Memory by Tsering Woeser. This piece was produced in collaboration with an ongoing group research project into policy developments on Tibet.
Since the wave of mass detentions in Xinjiang became known internationally, a secondary proposition has begun to circulate in the media and among a number of politicians: the claim that Tibetans are experiencing similar abuses to those faced by Uyghurs and other minorities in Xinjiang, the other vast, colonized area in what China sees as its far western territory. That claim is incorrect. Although Chinese policies in Tibet are exceptionally restrictive and repressive, as far as is known they do not include the extreme abuses found in Xinjiang. Of course, we should encourage such questions to be raised and assessed, but scholars, the media, and opinion leaders need to discriminate more carefully between speculation and knowledge, and between advocacy and scholarly findings. The lines between these categories have been blurred increasingly, perhaps deliberately, and can damage everyone if not restored.
Policy Variations: A Bit of History
More on:
The central premise of the Tibet-Xinjiang equivalence claim is that China’s Tibet and Xinjiang programs are similar in terms of mass abuses. Proponents note correctly that mechanisms, terminology, aims, and underlying theories used by the Chinese Communist Party (CCP) in Tibet and Xinjiang are similar, and that the current Party Secretary of Xinjiang formerly served in Tibet. These continuities reflect the shared repertoire of Communist jargon and history from which all CCP officials draw, as well as their adherence to the CCP’s overall policy regarding nationalities, which has shown an increasingly assimilationist approach since 2014. However, despite their constant declarations of unity with the Party Center, regional officials are not expected to implement the Center’s policies in identical ways in each region.
In fact, Chinese policies in Tibet and Xinjiang have often differed widely in implementation. This divergence reflects topography, history, and logistics, but also continues the deep-seated debates among revolutionaries since at least the time of the Jacobins and Girondins about how rapid or gradual revolutionary reforms should be. Much the same debate took place within the CCP from even before the founding of the People’s Republic of China. It focused particularly on areas inhabited by peoples such as the Tibetans, Mongolians, or Uyghurs. In such areas, radicals in the CCP—notably leaders of the Northwest Military Region—insisted on rapid, often violent social transformation. Gradualists, such as those in the Southwest Military Region in the first half of the 1950s, argued that Tibetans, being more backward in their view, should be won over by allowing feudal practices to continue while slowly building initial alliances with local elites. The details of this debate have been carefully documented by Benno Weiner in his recent book on the factions that respectively opposed or promoted the gradualist strategy known as the United Front in Tibetan areas of Qinghai in the 1950s. Weiner shows that the gradualist approach lasted in those areas until 1958, when policy switched to immediate reforms of society, land ownership, and religious practice, which usually meant the use of force and culminated with the Cultural Revolution. The gradualist approach was reintroduced throughout China in 1979, when Deng Xiaoping came to power. Not coincidentally, Deng had been the Political Commissar of the Southwest Military Region in 1950; arguing that China was still in the “primary stage of socialism” and thus not yet ready for full communism was a return to the praxis advocated by his faction forty years before.
There was nothing new or specifically communist about this debate over how to manage minorities. In the late Qing empire, Chinese reformers had argued over the same question: whether to incorporate non-Han Chinese peoples within the empire rapidly by force or gradually through education, industrialization, acculturation, or some longer process. In Xinjiang, the Qing had resorted to direct control by invading the region in 1877 and turning it into a Chinese province; Tibet had negligible Han Chinese or Manchu presence at that time. By 1910, the proponents of rapid, forced reform had persuaded the Qing court to allow a policy of direct rule and rapid assimilation of Tibetans, which the Qing representative in Sichuan, Zhao Erfeng, carried out until the fall of the dynasty a year later. Some scholars trace the differential ways of managing minorities in China to much earlier perceptions in Chinese political thought as to which minorities were more “raw” or “untamed” relative to those considered somewhat “civilized” and thus amenable to softer tactics. Today, arguments of this kind are diplomatically concealed behind milder-sounding arguments, such as the current view among CCP policymakers that there are two kinds of religion in China—so-called “non-indigenous religions,” which include Islam, and “indigenous religions” such as Buddhism (notwithstanding that in fact it originated in India, not China). We can easily imagine Chinese policymakers arguing that followers of an “indigenous” Chinese religion are more easily managed and so can be won over with less brutal policies than those who follow a monotheistic, “non-Chinese”—read, less civilized—religion.
Since 9/11, this diffracted version of global Islamophobia has been commonly expressed in China in terms of terrorism, which the current Xinjiang policies are supposed to forestall. By contrast, the spectre of terrorism is rarely invoked in Tibet. There, the threat consists primarily of an idea that Beijing seeks to eradicate: the insistence by “the Dalai” that Tibet was independent in the past. This effort by Beijing has led to extraordinarily extensive forms of repression, control, and social engineering in Tibet, which are increasing almost by the day. But in terms of violence, China has been cautious in Tibet, as demonstrated by the fact that there have been only two or three known judicial executions of Tibetans in politically related cases over the last 35 years, as opposed to scores of executions of Uyghurs in Xinjiang.
Whatever the rationale, the Chinese state has often enacted policies in different ways in different areas, even if the policy names and objectives are similar. This is what was so significant about China’s decision to scale back Mongolian language instruction in Inner Mongolia last year: until then, China’s policy of assimilation and bilingual education in Inner Mongolia had followed a wholly different and more accommodating model of policy implementation from those in Tibet, Xinjiang, Qinghai, or any other area. The change announced for classroom teaching in Inner Mongolia’s primary schools was significant because it meant that, after several years of giving primacy to local culture, the region was switching from a gradual to a rapid, forced approach to implementing policy on a non-Han Chinese population.
Mass Detention in Tibet
The contention that Tibet and Xinjiang are coterminous in terms of mass abuses has been made by a number of commentators, journalists, and politicians, including Lobsang Sangay, the current head of the exile Tibetan administration. Sangay has said, among other things, that forced detention camps exist currently in Tibet. There have been some occasions in the last decade when camps were created to hold Tibetans detained without being accused of any crime. Two of those occasions involved serious abuses. These occurred in camps created in 2017 to house monks and nuns expelled from a number of monasteries in eastern Tibetan areas, notably Larung Gar, and then returned forcibly to their home areas within the Tibet Autonomous Region (TAR), where they were detained for “legal education.” One of these camps was created in the eastern Tibetan area of Nyingtri to reeducate a number of nuns, while the second was in Sog, Nagchu, in northern Tibet, where the detainees seem mainly to have been monks. The detained nuns, comprising at least 30 women, were forced to sing or dance in front of officials to the tune of patriotic Chinese songs, in at least one case while wearing military-type outfits. In the case of the center at Sog, there is one account by a monk who was held for four months in 2017, and it describes incidents of forced reeducation, humiliation, torture, and sexual harassment. These are instances of grave abuse, but they are not similar in scale or duration to the systematic, mass practices of detention and cultural eradication in Xinjiang, where detainees are held and abused for years, forced repeatedly to abjure religious belief entirely, and made to use a language not their own.
There have been at least three other recent occasions in Tibet—in March 2008, January 2012, and May 2012—when camps were created temporarily in hotels, schools, or converted army bases to hold Tibetans for purposes such as “legal education.” The 2008 camp held several hundred monks from monasteries in Lhasa whose place of registration was outside the TAR, and the 2012 detentions were of an estimated 2,000 to 3,000 lay Tibetans held for two months after attending religious teachings by the Dalai Lama in India. In addition, a Tibetan reported being held for two months in a detention center in Driru, Nagchu, in 2016, and I know of two individuals held for about two weeks each in 2019 in some office buildings in a Tibetan area of Sichuan for failing to implement supposedly voluntary “poverty alleviation” measures.
Further details of these cases have not yet emerged, and others may well come to light. However, these cases again differ markedly from the Xinjiang camps in terms of scale or degree, involving an estimated 6,000 to 7,000 people over a decade or more—around 1.4% of the lowest estimate for detainees in Xinjiang during the last four years. In addition, as far as one can tell from interviews with former inmates or those close to them, the Tibetan camps appear to have lasted for at most six months, but usually much less; included limited amounts of re-education, if any; and, apart from the two camps in 2017, are not reported to have involved cultural denigration, physical abuse, or cruelty.
Labor Programs and the Coercion Claim
In September 2020, a report appeared by a scholar that appeared to show evidence of forced labor camps in Tibet and other Xinjiang-style policies in the TAR. That scholar, Adrian Zenz, has done well-regarded work on Tibet and Xinjiang in the past. His more recent work has been attacked and abused by Chinese state media and others, including smears about his religious beliefs by a pro-Chinese denialist called Max Blumenthal, demonstrating a particularly ugly form of hypocrisy. He is also being sued by Chinese companies in Xinjiang and has been sanctioned by the PRC government.
Nevertheless, there are some technical problems with Dr. Zenz’s article on Tibet. Although scholarly in nature, the article was not peer-reviewed, involved no field verification, and did not refer to work by other researchers with expertise on labor, employment, and statistics in Tibet. In addition, the article was coordinated with a prominent media campaign, including simultaneous release of an op-ed in the New York Times, a lengthy article by Reuters, an editorial by the Wall Street Journal, and a report by a political lobby group, the Inter-Parliamentary Alliance on China (IPAC).
Dr. Zenz and like-minded writers described a mass program initiated by Chinese authorities to provide labor training for Tibetans, and in some cases to arrange for them to be transferred to other locations for work. These writers are entirely correct that training programs claiming to involve huge numbers of people have been set up in Tibet, alongside a program arranging for people to move to different areas for work. They are also correct that in Xinjiang a program with a similar name appears to have involved abuses on a vast scale. But details of the Tibet scheme are unclear and—so far—do not yet indicate Xinjiang-style implementation: so far at least, around 94 percent of what are described in these reports as labor transfers in Tibet are apparently local, at least some of the small number of intra-provincial ones claim to be short-term, and there is no evidence yet that either of these programs in Tibet has involved force or abuse.
As for actual cases of coercion, there are none in the reports by Dr. Zenz, Reuters, or any other outlets. When I asked a Tibetan colleague about his own research, he described a Tibetan family of seven, all of whom had registered for labor training programs. Only one, however, had in fact attended a course, and the family had not reported any threat of force or pressure to comply. This seemed to suggest that, at least in that case, local officials were aiming primarily to put names on registration forms in order to inflate the number of apparent participants in the program.
This case does not prove anything, but it does raise doubts. If we go back to the article by Dr. Zenz, we will see that it consists of two entirely different statements: one that correctly summarizes Chinese official documents giving numbers for registration or inclusion in labor training schemes and work placements, and one that is purely inference about a possibility of labor camps (as opposed to voluntary training camps) and of the use of force. Those inferences are based on references in official documents to such things as “military-style” training and to photographs of trainees in military clothes. Such an inference is possible. It is not, however, reliable: every school and university student in China has military-style training for a week or so each year and many department stores have military-style training every morning. These trainings involve drills, but not necessarily the use of force, and many people in Tibet and China wear military garb because it is tough and cheap.
Dr. Zenz himself noted in his original report that he had found no evidence for any Xinjiang-style labor camps in Tibet: “There is so far no evidence of accompanying cadres or security personnel, of cadres stationed in factories, or of workers being kept in closed, securitized environments at their final work destination.” He added that “there is also currently no evidence of TAR labor training and transfer schemes being linked to extrajudicial internment.” He later stated categorically that he had never mentioned labor camps.
The Reuters report also had two types of findings: one confirmed the existence of the labor programs, citing two or three official documents not used by Dr. Zenz, while the other repeated the evidence about coercion offered by Dr. Zenz without new evidence. Therefore, the question of force was not part of its “investigation.” The article even said that “Reuters was unable to ascertain the conditions of the transferred Tibetan workers”and that “Researchers and rights groups say…without access they can’t assess whether the practice [of labor transfer] constitutes forced labor.” Nevertheless, it still repeated the same allegations of abuse and force, attributing them to “rights groups.” It added a fact that appeared to be corroborative, stating that “small-scale versions of similar military-style training initiatives have existed in the region for over a decade,” but gave no details of such cases, apart from that of the 30 nuns in 2017, noted above.
The qualifications that the authors of these reports provided were correct and appropriate, but they were too little and too late. The reports included multiple references to coercion, albeit speculative, and more categorical assertions were made in accompanying op-eds and oral presentations. Such speculation is often justifiable and necessary, not least because evidence of major abuses might yet come to light. Tibetan exiles and others are not wrong to be concerned. But the initial reports by Dr. Zenz and Reuters led to a wave of secondary reporting that, regardless of intention, blurred the solid data about the existence of labor training and work placement schemes with speculation about coercion.
Those secondary reports acknowledged Dr. Zenz’s article as the source of their information, but claimed incorrectly that he had reported the existence of labor camps and alleged use of force, about which he had only speculated. The Times of London said China was “accused of imprisoning 500k Tibetans in labor camps” and “as many as half a million Tibetans have been forcibly moved into labor camps this year,” making it a single-source report, with no corroboration, claiming incorrectly that Zenz had alleged imprisonment and labor camps. The BBC declared that the Zenz report had found China to be “‘coercing’ thousands of Tibetans into mass labor camps” and said this had been corroborated by Reuters, although Zenz had not said this, while Reuters had confirmed only the existence of labor programs, not the existence of labor camps or coercion. The BBC added that “the scale of the programme as detailed in this study indicates it is much larger than previously thought,” although in fact this was the first mention of the program outside China. The Guardian was more cautious and only referred to coercion in quoted remarks from Zenz, but, like the BBC, said the Zenz report had been corroborated by Reuters, implying this applied to camps and coercion as well as labor programs. The New York Times did not report the news, but carried an op-ed by Zenz which made stronger assertions about the use of compulsion than his original article had, this time without any caveat. Meanwhile, the Sydney Morning Herald reported without qualification and without any second source that “China is pushing hundreds of thousands of Tibetans into forced labor camps,” none of which is known to be true.
Not surprisingly, this apparent unanimity in the mainstream media implying an equation between the labour training scheme and coercive detention was quickly taken up in the political arena. The Inter-Parliamentary Alliance on China referred to “an apparent widespread system of forced labor” and “a large-scale mandatory ‘vocational training’ program” in Tibet, again relying on one source, and again fusing the substantive issue of labor programs with speculation about it being “forced” and “mandatory.” The Congressional-Executive Commission on China, based in Washington, D.C., held a hearing partly based on the reports of “forced labor” in Tibet; the British House of Commons organized a debate on the issue at which a senior British politician, Sir Iain Duncan Smith, asserted categorically that the Tibet labor programs were “mandatory,” “forcible,” and involved “people … being taken from one place and put into camps;” and the Democracy Forum in the UK held a discussion in part about the fact that, according to its chair, China “has sent over half a million Tibetans to labor transfer camps under strict military supervision.”
I have found just one media report that correctly reported on the Zenz report: a tiny media outfit called TLDR. TLDR published a video summary of the Zenz report which is accurate as well as succinct, yet manages to detail the factual claims about the labor training schemes separately from Zenz’s speculation about the possible use of force, which it bracketed as an as yet unverified but potentially important addendum.
Since then, the rhetoric has escalated. The most striking case is that of a scholar and a former journalist affiliated to universities in Australia who hosted a podcast originally called “Tibet-The Final Solution?” The title was taken from a statement by a Tibetan activist that China plans the total annihilation of Tibet or its culture, which was used as the trailer for the program. The actual podcast, the title of which was later changed amid complaints, did not discuss or debate this claim—it was added after the discussion had been recorded and was designed, apparently, only as click-bait to attract an audience. What is going on when a serious journalist, let alone an academic, proposes that China is a Nazi state trying to annihilate Tibetan people or Tibetan culture? China is indeed minimizing the role of the Tibetan language in schools, insulting the Dalai Lama, denying Tibetan history, persecuting dissidents, relocating nomads, and trying to adapt popular understandings of Tibetan Buddhism so that the religion emphasizes or mimics (“Sinicizes,” as the state puts it) neo-Confucian values, amid numerous other repressive policies. But to equate this with the Wannsee Conference is deeply offensive and unethical.
Apart from insulting the memory of those who died, for one thing, there is no evidence of any attempt, at least in the post-Mao era, to annihilate the Tibetan people. As for culture since the death of Mao, as Dr. Zenz himself documented in his earlier work on Tibet, certain aspects of Tibetan modern culture have thrived, particularly prose fiction, poetry, film, fine art, popular music, and to some extent the Gesar epic, horse racing, and certain local festivals. Publications of traditional religious texts run into the thousands. Lay religious events still involve thousands of people. There is an enormous amount of repression, which should be widely studied and publicized, and there are understandable reasons why many Tibetans fear for their culture, alarmed as many are by, for example, the prioritization of Chinese as the language of instruction in many or most schools. But this is not the same as genocide or annihilation: Tibet is not Xinjiang.
Activists and others should of course be encouraged to argue their perspectives and present whatever evidence they have. But for a mainstream media outfit, let alone a university, to use such a proposition as click-bait is disturbing. In the long run, this kind of ideologically-inflamed, anti-Chinese rhetoric will damage Tibetan people and their situation in Tibet, since they and others will have to waste time on debates about what is exaggerated and what is fact. The underlying issue here is not that scholars should not speculate, nor that activists and community members should not raise deeply held concerns: they should do both. But serious writers, publications, and media need to maintain sharp distinctions between what is speculation and what is reliable, confirmed information. The quality of discourse, and even the possibility of developing effective responses to mass abuse, suffers on all sides if exacting standards of evidence and discussion are discarded.
Below is an excellent piece from The Atlantic about the recent US-China high-level meeting in Anchorage, which may come to be seen as the moment the US, and its allies, began to deal effectively with Xi Jinping’s regime.
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The original is here.
The U.S. and China Finally Get Real With Each Other
The exchange in Alaska may have seemed like a debacle, but it was actually a necessary step to a more stable relationship between the two countries.
MARCH 21, 2021
Senior fellow at the Brookings Institution
Thursday night’s very public dustup between United States and Chinese officials in Anchorage, Alaska, during the Biden administration’s first official meeting with China, may have seemed like a debacle, but the exchange was actually a necessary step to a more stable relationship between the two countries.
In his brief opening remarks before the press, Secretary of State Antony Blinken said that he and National Security Adviser Jake Sullivan would discuss “our deep concerns with actions by China, including in Xinjiang, Hong Kong, Taiwan, cyber attacks on the United States, and economic coercion toward our allies. Each of these actions threaten the rules-based order that maintains global stability. That’s why they’re not merely internal matters and why we feel an obligation to raise these issues here today.”
Blinken’s comments seemed to catch the Chinese off guard. The last Strategic & Economic Dialogue of the Obama administration, in 2016, began with a conciliatory message from then–Secretary of State John Kerry and resulted in a declaration identifying 120 different areas of cooperation.
In response to Blinken, China’s top diplomat, Yang Jiechi, said that because Blinken had “delivered some quite different opening remarks, mine will be slightly different as well.” He spoke for 16 minutes, blowing through the two-minute limit agreed upon in torturous pre-meeting negotiations over protocol. “Many people within the United States,” he said, “actually have little confidence in the democracy of the United States.” He went on to say that “China has made steady progress in human rights, and the fact is that there are many problems within the United States regarding human rights.” He also took aim at U.S. foreign policy: “I think the problem is that the United States has exercised long-arm jurisdiction and suppression and overstretched the national security through the use of force or financial hegemony, and this has created obstacles for normal trade activities, and the United States has also been persuading some countries to launch attacks on China.”
As the press began to leave, assuming that the opening remarks were over and to make way for the private discussions, Blinken and Sullivan ushered them back in and challenged Yang, telling him that “it’s never a good bet to bet against America.” Determined to have the last word, Yang and China’s foreign minister, Wang Yi, responded again. Yang began by saying, sarcastically, “Well, it was my bad. When I entered this room, I should have reminded the U.S. side of paying attention to its tone in our respective opening remarks, but I didn’t.”
The opening exchange did not appear to materially affect the rest of the meeting. A senior administration official told me that the moment the cameras left, the Chinese side went back to business as usual, working through the list of issues on the agenda, including nonproliferation and Iran. The official told me that the U.S. delegation believed Yang’s opening gambit had been preplanned and was not an off-the-cuff response. The Chinese delegation had come, the official said, with the intention of delivering a public message, which they did in dramatic fashion. China believes that the balance of power has shifted in its favor over the past 10 years, especially during the pandemic, and wanted to play to the audience at home.
For an astonished press, witnessing the exchange was like being present at the dawn of a new cold war and seemed to sum up just how bad the U.S.-China relationship had become. Writing in The New York Times, Ian Johnson warned, “These harsh exchanges will only contribute to the dangerous decay in relations between the world’s two most powerful countries. Both sides seem to be trapped by a need to look and sound tough.”
But this view misunderstands what is needed in U.S.-China diplomacy right now. The meeting would have been a failure if it had resulted in general declarations to cooperate while minimizing competition, a common U.S. strategy when China’s intentions were not as clear. Organizing the relationship around cooperation is theoretically desirable as an end goal but will be unattainable for the foreseeable future, given the unfolding reality of an assertive, repressive China and a defiant America.
Last year, as it anticipated a win for Joe Biden in the U.S. election and then during the transition, China signaled that it wanted to effectively reset the relationship regarding cooperation on climate change and the pandemic. The Biden team saw these overtures for what they were: a trap to get the U.S. to pull back from competing with China in exchange for cooperation that would never really materialize. Biden officials told me that any reset would have been rhetorical only; China would have continued to push forward on all other fronts, including its quest for technological supremacy, its economic coercion of Australia, and its pressure on Taiwan.
Had the Biden administration embraced China’s offer, any agreement would have collapsed beneath the weight of Beijing’s actual behavior, as well as opposition in Washington. Biden would have been forced to adjust course and take a more competitive approach anyway, under less favorable conditions, including nervous allies and an emboldened China.
By skipping this step in favor of a strategy of competitive engagement—meeting with China but seeing it through the lens of competition—the Biden team not only saved time, but it flushed Beijing’s true intentions out into the open for the world to see. In his remarks, contrasting “Chinese-style democracy,” as he called it, with “U.S.-style democracy,” Yang implicitly acknowledged that the U.S.-China relationship is, and will continue to be, defined by a competition between different government systems: authoritarianism and liberal democracy.
The Biden administration understands that a more assertive U.S. approach is jarring to many in the American foreign-policy establishment, which is accustomed to decades of cautious and cooperative engagement in high-level meetings. But friction is necessary, given China’s play for dominance over the past several years. “It is increasingly difficult to argue that we don’t know what China wants,” said the senior administration official, who asked for anonymity so as to speak freely about the meeting. “They are playing for keeps.”
Biden’s priority rightly seems to be creating a greater common cause with allies against China, especially on technology and economics. Sullivan refers to this approach as building a situation of strength, echoing the famous formulation by Truman’s secretary of state Dean Acheson, who made clear that strengthening the Western alliance was a necessary precondition for any talks with the Soviet Union. The U.S. has had considerable success with the Quad, the informal strategic alliance among the United States, Japan, Australia, and India, although the U.S. needs to be far more imaginative and ambitious in getting European nations on board with its efforts to compete with China.
The question after Anchorage is what role should bilateral diplomacy with Beijing play in America’s overall strategy to deal with China. Now that the dramatic public exchange has set a more honest approach for a competitive era, the two sides can progress to a much harder next phase.
The rules-based international order is over. Beijing and Moscow concluded long ago that a world in which China and Russia generally acquiesced to U.S. leadership, as they did in the 1990s and 2000s, was untenable, a Western trap designed, in part, to undermine authoritarianism. They were not entirely wrong about that—many Americans saw globalization and multilateralism as having the desirable side effect of encouraging political liberalization around the world.
The truth is that the United States does pose a threat to the Chinese Communist Party’s interests (although not necessarily those of the Chinese people), while the CCP surely poses a threat to liberal democracy and U.S. interests. Ultimately, Washington and Beijing will have to acknowledge this to each other. That will be difficult for the Biden administration, which is accustomed to assuming that American interests are not a threat to any other government, but broadly benefit all major world powers. It will be even harder for Beijing, which goes to great lengths to conceal its revisionism behind a shield of insincere platitudes.
Such an acknowledgment will allow a truly frank strategic conversation to occur about how these two countries’ systems will relate to each other as they compete. These systems are incompatible in many respects, but they are also intertwined in a myriad of ways. The goals of U.S.-China diplomacy should initially be modest, to avoid unintentional provocations and to facilitate transactional cooperation on shared interests. Eventually, if China’s behavior and the geopolitical conditions are favorable, the two sides could explore broader cooperation and even the possibility of a détente—a general thawing of tensions—but that is a long way off.
Historically, the most volatile periods of rivalry between major powers is in the early stages; think of the late 1940s and the 1950s in the Cold War. The red lines become apparent only through interactions in crises. The greatest risk is for either side to miscalculate the resolve or intentions of the other. By getting real in Anchorage, both sides have taken the important first step toward a more stable relationship by acknowledging the true nature of their relationship.
THOMAS WRIGHT is a contributing writer at The Atlantic, a senior fellow at the Brookings Institution, and the author of All Measures Short of War: The Contest for the 21st Century and the Future of American Power.
Well, here’s the straw that broke the camel’s back.
Tibet, Xinjiang, South China Sea, Taiwan, Hong Kong. And a ridiculous number of individual cases of persons taken hostage by a state.
In the words of the late, great Gill Scott Heron: ‘It follows a pattern, if you know what I mean…’
The straw is the case of an Irish businessman, recounted below in the Irish Independent.
I am less diplomatic than the thoroughly decent Winston Lord, who is quoted. What I say is: ‘Fuck Xi Jinping and his miserable, proto-fascist government.’
I should also say that I hope you will believe me that it is pure coincidence that it is the case of a white male that has brought me this point. He just happened to be that straw.
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In February 2019, Richard O’Halloran flew to Shanghai for a series of meetings and has been ‘held hostage’ by the authorities ever since. The Irish Government is facing growing calls to step up its response
Close knit: The O’Halloran family in happier times with Isabella, Tara, Ben, Scarlett, Richard and Amber all together
Peter Goff
February 06 2021 02:30 AM
As Dublin prepares to light up buildings red to celebrate Chinese New Year, an Irish businessman detained in Shanghai for “corporate ransom” has now missed two Christmases with his wife and four young children.
Richard O’Halloran, a 45-year-old Dublin businessman, has been told he must pay $36m to the Chinese authorities before he can leave the country. His plight has put the potential hazards of doing business with China under the spotlight.
Critics say this is the latest example of Beijing’s lack of respect for the rule of law, international norms and human rights, while there have also been calls for the Irish Government to be more assertive.
Winston Lord, a former US ambassador to China, says O’Halloran’s situation was “a very sad and frustrating and indeed cruel case”. “This is a slippery slope and unless countries push back firmly on this kind of unfair detention, it can lead to greater and greater outrages,” he says.
The businessman’s wife, Tara O’Halloran, said last week on RTÉ radio that “we are crying out to the Government to step in and take control and demand he is released because he is innocent and he is not getting enough help”.
She said he had a serious lung condition, has suffered seizures in China, has had to be resuscitated twice, has regular panic attacks and that his mental health was at a low ebb.
“We are pleading for him to come home on humanitarian grounds, his health is deteriorating, he is very ill,” she said. “It can’t go on much longer; he won’t survive much longer over there on his own.”
President Michael D Higgins wrote to Chinese President Xi Jinping on December 23 and received a reply on January 29 suggesting the authorities on both sides “maintain communication and co-ordination to create conditions for an early and proper solution to the case”.
Lord says he was encouraged by the correspondence, “but it never should have got to this point”.
“I’m reluctant to criticise a friendly government, but I have to say in all candour that until this recent move by the Irish President, which I warmly welcome, the Irish Government’s performance in this has been disappointing, to put it is as diplomatically as I can,” he says.
“It has an interest, both in terms of protecting its own citizens but also just in pure humanitarian terms, and also for its reputation, to move aggressively to try to resolve this situation. And I think they’ve been very slow and tepid in their efforts until recently.”The Department of Foreign Affairs said that while it could not comment on the details of an individual case, it “continues to provide all possible consular support and assistance to Mr O’Halloran and attaches the utmost importance to his welfare”. It said the case has been raised regularly at “senior political and diplomatic level” with the Chinese authorities.
The statement added that Foreign Affairs Minister Simon Coveney “remains actively and personally engaged, and senior officials in Dublin, Beijing and Shanghai continue to do everything possible to ensure that Mr O’Halloran can return home”.
‘We can’t see any progress’
In response, Tara O’Halloran told RTÉ: “That is not enough. A couple of phone calls and a couple of emails to the authorities is not enough. They need to take a stance and stand up and say that he is being illegally detained; they have no basis for holding him. We can’t see any progress and I am literally begging for help. I’m begging them and begging them and begging them. For two years I’ve been begging them.”
Close knit: The O’Halloran family in happier times with Isabella, Tara, Ben, Scarlett, Richard and Amber all together
Richard O’Halloran, a relative of the late Fine Gael taoiseach Garret FitzGerald, is a director of China International Aviation Leasing Service Co Limited (CALS Ireland). The complex case that he has found himself embroiled in centres on an Airbus A330 airplane that CALS has leased to Finnair, according to David Maughan, partner with law firm William Fry, which acts for CALS.
The chairman of CALS, Min Jiedong, was arrested in China on charges of running an illegal crowdfunding scheme and was sentenced to 10 years in prison. There is no evidence that he used the money to buy the Airbus but the authorities are targeting it because it is a major asset connected to him. In February 2019, O’Halloran flew to China to hold meetings with colleagues after Min was arrested. When he attempted to board his return flight after a week of meetings, he was detained and told he would not be able to leave China. The charges against Min predate O’Halloran’s time with the company, and Min had agreed to buy the plane 10 months before he had joined CALS, Maughan says.
During the trial, both the prosecutor and Min told the court that O’Halloran had no involvement in Min’s crowdfunding in China and should be allowed to return to Ireland.“He is not guilty of any crime, nor has he been charged with any crime. He is being illegally detained… I would call this corporate ransom,” Maughan says.
O’Halloran testified as a witness four times in Min’s prosecution, and following Min’s sentencing he was subpoenaed to an enforcement court to give a financial account of CALS Ireland. On each of these five occasions, the Chinese authorities denied requests from the Irish Embassy to have representatives attend as observers. The court appointed an interpreter but O’Halloran was not allowed any legal representation in court, nor was he given any documentation relating to the appearances, Maughan says.
As part of a proposal to secure O’Halloran’s release, CALS sent the Chinese court $200,000 some weeks ago as a “good-faith payment”, Maughan says, but when the money arrived in China, police interrogated O’Halloran for six hours about the source of the funds. “During that interrogation the police said that the sum of $6m should be paid to resolve the case, and they also told him that his exit ban had been lifted,” he says.
O’Halloran booked the next flight home, “but when he got to the airport, he was denied access to board the aircraft,” Maughan says, “and he was escorted out of the airport by seven police officers wearing bodycams”.
At the latest hearing on February 2, in front of three judges, “they said that he was very healthy, despite all his many health issues, and is personally responsible to pay back the figure of $36m,” Maughan says.
“We were flabbergasted. The Chinese side picked this number of $36m, which no one knows where it came from. We haven’t been party to any of the proceedings.”
Response: Simon Coveney “remains actively and personally engaged” in the Richard O’Halloran case, according to the Department of Foreign Affairs
He says they had made several proposals to the Chinese ambassador in Dublin and to Coveney to try to resolve the issue, including resigning his position, handing over control of the bank accounts to the courts, or allowing the Chinese court to take over Min’s shares in related companies — including one in the Cayman Islands that owns the plane — so they could then control the assets.
In 2019, CALS agreed with a third party after a public tender process to sell the aircraft. “But the Chinese courts turned down Richard’s request that the aircraft be sold. Unfortunately, due to the global pandemic, the aircraft is worth half of what CALS had agreed to sell the aircraft for,” Maughan says.
Another proposal involved O’Halloran returning to Dublin and continuing to work for CALS to manage the five remaining years of the lease on the plane to Finnair, at which point the plane could be sold or flown to China. None of the proposals were accepted, Maughan says.
“If the Chinese side took the shares off Min, Richard O’Halloran would be home next week — if someone would take a big picture approach,” he adds. “There are plenty of solutions here if the Chinese wished to engage. I welcome Xi’s comments but it will take engagement. And I would not be optimistic, based on what the three judges said; that Richard and the board come up with $36m.”
Barring visitors from leaving is a tactic used widely in China, and the Irish Department of Foreign Affairs now advises travellers to China that “Chinese authorities may place an exit ban on an individual to prevent them from leaving the country”. It adds that an exit ban “may be placed on an individual, their family or an employer; or in a criminal or civil matter, including a business dispute”.
The travel advisory says “such bans, which are distinct from detention or imprisonment, are part of the Chinese legal process and may endure for months, or longer”.
The US State Department uses stronger language, saying China “arbitrarily enforces local laws, including by carrying out arbitrary and wrongful detentions and through the use of exit bans on US citizens and citizens of other countries without due process of law”.
Charles Parton, a fellow of the Royal United Services Institute and a former British diplomat who spent more than two decades working in or on China, says that the taking of “hostages” was not unusual in commercial disputes in China.
“It’s quite a common tactic at a local level, provincial or below, where they’ve got contacts in the local government and in order to get their way in an argument with a foreign company, they deliberately take a hostage in this way,” he says.
Tara O’Halloran said in the recent interview that for a long time she had not spoken out about her husband’s plight because she had been advised that quiet diplomacy would be the best approach.
“We had faith in the Irish Government that they were going to help us, that they were going to intervene, help us, and we were advised not to go public because it might upset the Chinese, that they might retaliate, they might decide to keep him longer. But I can’t sit back and let him be there for another two years,” she said.
Observers say that, in most cases, exit bans never come to light because the parties involved do not publicise them in the hopes of finding a quiet resolution.
Parton says while each situation was different, he felt that, in general, people should speak out about these bans. “I think this business of keeping a low profile is not always wise,” he says. “That plays along with their game. I think you should make as much noise about it as one can. This is an example of local rather than central abuse and it should be called out in my view.”
Alexander Dukalskis, an associate professor at University College Dublin’s School of Politics and International Relations, says that, in general terms, the human rights situation has regressed “from an already low level” since Xi Jinping took the reins of the Communist Party of China (CCP) in 2012.
“Human rights lawyers have been systematically repressed under Xi, which further compounds the problem because it eliminates a source of protection. The previous leadership of Hu Jintao was more liberal — by CCP standards — than the current party leadership. More criticism was tolerated in the political sphere and activists were able to operate within certain boundaries,” says Dukalskis, who is author of the forthcoming book Making the World Safe for Dictatorship.
“Things have tightened under Xi, in some areas drastically so,” he adds. “China’s policies of repression in Xinjiang, for example, were already harsh before 2014, but since then they have become draconian, possibly even genocidal.”
On the international stage, China has been accused recently of adopting an aggressive form of “Wolf Warrior diplomacy”, and generally taking a more combative approach to its multilateral relations.
Lord, the former ambassador, says that things were getting worse “both domestically in terms of oppression and internationally in terms of adventurism, and in terms of interfering in other countries and pressuring other citizens”.
As China plays an increasingly important role on the world stage, Parton says countries have to stand up against human rights abuses or the situation will only get worse.
“Bullies are bullies whether they are at the international level or the playground level. And if you give way to bullies, what do you get? You just get more bullying,” says Parton, who worked with the EU delegation in Beijing for his final China posting.
More, later:
This guy is still going to Hong Kong. I guess the Hongkies need him, given what is going on there:
AN Oxford City councillor has announced he will be stepping down from his role with immediate effect as his work requires him to spend an increasing amount of time overseas.
Councillor Paul Harris will no longer represent the ward of St Margaret’s on Oxford City Council.
He was elected in 2018 and is a member of the Liberal Democrat Group on the council and has served as the opposition spokesperson for cleaner, greener Oxford, cycling, tourism and the city centre.
ALSO READ: ‘Lockdown only needed due to PM’s failure’, says Layla Moran
He has combined his work in Oxford with a career as a human rights barrister, often working in Hong Kong. Recent developments there, and restrictions on travel, have meant he has spent increasing amounts of time in Hong Kong and can no longer represent his ward as he would wish.
His seat will remain vacant until a by-election is held and St Margaret’s ward continues to be represented by Councillor Tom Landell Mills.
Councillor Landell Mills will cover the portfolio areas Mr Harris has held for the opposition in the run up to the elections.
Mr Harris said: “I have immensely enjoyed my almost three years as a councillor and will very much miss both colleagues and staff, as well as local residents in St Margaret’s Ward. I am pleased in particular I managed to get the towpath through St Margaret’s re-surfaced at last which was my main promise when I stood for election in 2018.
“The reason for my resignation is that I am relocating to Hong Kong with which I have work and family connections. I am a barrister specialising in human rights and I have been asked to be chairman of the Hong Kong Bar for the year 2021.”
I’m not going to start writing about the illegal misery that the Communist Party of China is raining down on Hong Kong. My only thought is that Xi Jinping may one day have to go into exile and I wonder where would take him? DPRK, I guess, if he brings enough cash. Or Saudi Arabia. Or DRC. It’s not a good choice-set.
If you are interested in Hong Kong and don’t know it, I would highly recommend in this period a lunatic friend’s Big Lychee blog. I suppose I’ll go and visit him when they lock him up. Take him a baguette.
You cannot beat a great tale of spooks fighting a covert war and Foreign Policy has one. Kudos to the reporter. This is as good as anything about Sino-US relations that I have read in recent times. Here is the original piece, with graphics — as good an invitation to subscribe to the venerable FP as you will get. Parts 2 and 3 are pending in the next couple of days.
BY ZACH DORFMANDECEMBER 21, 2020, 6:00 AM
Around 2013, U.S. intelligence began noticing an alarming pattern: Undercover CIA personnel, flying into countries in Africa and Europe for sensitive work, were being rapidly and successfully identified by Chinese intelligence, according to three former U.S. officials. The surveillance by Chinese operatives began in some cases as soon as the CIA officers had cleared passport control. Sometimes, the surveillance was so overt that U.S. intelligence officials speculated that the Chinese wanted the U.S. side to know they had identified the CIA operatives, disrupting their missions; other times, however, it was much more subtle and only detected through U.S. spy agencies’ own sophisticated technical countersurveillance capabilities.
The CIA had been taking advantage of China’s own growing presence overseas to meet or recruit sources, according to one of these former officials. “We can’t get to them in Beijing, but can in Djibouti. Heat map Belt and Road”—China’s trillion-dollar infrastructure and influence initiative—“and you’d see our activity happening. It’s where the targets are.” The CIA recruits “Russians and Chinese hard in Africa,” said a former agency official. “And they know that.” China’s new aggressive moves to track U.S. operatives were likely a response to these U.S. efforts.
This series, based on interviews with over three dozen current and former U.S. intelligence and national security officials, tells the story of China’s assault on U.S. personal data over the last decade—and its consequences.
Part 2: Beijing Ransacked Data as U.S. Sources Went Dark in China
Coming Tuesday, Dec. 22
Part 3: As Trump’s Trade War Raged, Chinese Spy Agencies Enlisted Private Firms
Coming Wednesday, Dec. 23
At the CIA, these anomalies “alarmed chiefs of station and division leadership,” said the first former intelligence official. The Chinese “never should have known” who or where these undercover CIA personnel were. U.S. officials, lacking a smoking gun, puzzled over how China had managed to expose their spies. In a previous age, they might have begun a mole hunt, looking for a single traitor in a position to share this critical information with the other side, or perhaps scoured their records for a breach in a secret communications platform.
But instead, CIA officials believed the answer was likely data-driven—and related to a Chinese cyberespionage campaign devoted to stealing vast troves of sensitive personal private information, like travel and health data, as well as U.S. government personnel records. U.S. officials believed Chinese intelligence operatives had likely combed through and synthesized information from these massive, stolen caches to identify the undercover U.S. intelligence officials. It was very likely a “suave and professional utilization” of these datasets, said the same former intelligence official. This “was not random or generic,” this source said. “It’s a big-data problem.”
The battle over data—who controls it, who secures it, who can steal it, and how it can be used for economic and security objectives—is defining the global conflict between Washington and Beijing. Data has already critically shaped the course of Chinese politics, and it is altering the course of U.S. foreign policy and intelligence gathering around the globe. Just as China has sought to wield data as a sword and shield against the United States, America’s spy agencies have tried to penetrate Chinese data streams and to use their own big-data capabilities to try to pinpoint exactly what China knows about U.S. personnel and operations.
This series, based on extensive interviews with over three dozen current and former U.S. intelligence and national security officials, tells the story of that battle between the United States and China—a conflict in which many believe China possesses critical advantages, because of Beijing’s panopticon-like digital penetration of its own citizens and Chinese companies’ networks; its world-spanning cyberspying, which has included the successful theft of multiple huge U.S. datasets; and China’s ability to rapidly synthesize—and potentially weaponize—all this vast information from diverse sources.
China is “one of the leading collectors of bulk personal data around the globe, using both illegal and legal means,” William Evanina, the United States’ top counterintelligence official, told Foreign Policy. “Just through its cyberattacks alone, the PRC has vacuumed up the personal data of much of the American population, including data on our health, finances, travel and other sensitive information.”
This war over data has taken on particularly critical importance for the United States’—and China’s—spy agencies. In the intelligence world, “information is king, and the more information, the better,” said Steve Ryan, who served until 2016 as deputy director of the National Security Agency’s Threat Operations Center and is now the CEO of the cybersecurity service Trinity Cyber. In the U.S.-Soviet Cold War, intelligence largely came in piecemeal and partial form: an electronic intercept here, a report from a secret human source there. Today, the data-driven nature of everyday life creates vast clusters of information that can be snatched in a single move—and then potentially used by Beijing to fuel everything from targeting individual American intelligence officers to bolstering Chinese state-backed businesses.
Fundamentally, current and former U.S. officials say, China believes data provides security: It ensures regime stability in the face of internal and external threats to the Chinese Communist Party (CCP). It was a combination of those threats that created the impetus for China’s most aggressive counterintelligence campaign against the United States yet.
The CIA declined to comment for this story. The Chinese Embassy in Washington, D.C., did not respond to multiple requests for comment.
In 2010, a new decade was dawning, and Chinese officials were furious. The CIA, they had discovered, had systematically penetrated their government over the course of years, with U.S. assets embedded in the military, the CCP, the intelligence apparatus, and elsewhere. The anger radiated upward to “the highest levels of the Chinese government,” recalled a former senior counterintelligence executive.
Exploiting a flaw in the online system CIA operatives used to secretly communicate with their agents—a flaw first identified in Iran, which Tehran likely shared with Beijing—from 2010 to roughly 2012, Chinese intelligence officials ruthlessly uprooted the CIA’s human source network in China, imprisoning and killing dozens of people.
Within the CIA, China’s seething, retaliatory response wasn’t entirely surprising, said a former senior agency official. “We often had [a] conversation internally, on how U.S. policymakers would react to the degree of penetration CIA had of China”—that is, how angry U.S. officials would have been if they discovered, as the Chinese did, that a global adversary had so thoroughly infiltrated their ranks.
The anger in Beijing wasn’t just because of the penetration by the CIA but because of what it exposed about the degree of corruption in China. When the CIA recruits an asset, the further this asset rises within a county’s power structure, the better. During the Cold War it had been hard to guarantee the rise of the CIA’s Soviet agents; the very factors that made them vulnerable to recruitment—greed, ideology, blackmailable habits, and ego—often impeded their career prospects. And there was only so much that money could buy in the Soviet Union, especially with no sign of where it had come from.
But in the newly rich China of the 2000s, dirty money was flowing freely. The average income remained under 2,000 yuan a month (approximately $240 at contemporary exchange rates), but officials’ informal earnings vastly exceeded their formal salaries. An official who wasn’t participating in corruption was deemed a fool or a risk by his colleagues. Cash could buy anything, including careers, and the CIA had plenty of it.
At the time, CIA assets were often handsomely compensated. “In the 2000s, if you were a chief of station”—that is, the top spy in a foreign diplomatic facility—“for certain hard target services, you could make a million a year for working for us,” said a former agency official. (“Hard target services” generally refers to Chinese, Russia, Iranian, and North Korean intelligence agencies.)
Over the course of their investigation into the CIA’s China-based agent network, Chinese officials learned that the agency was secretly paying the “promotion fees” —in other words, the bribes—regularly required to rise up within the Chinese bureaucracy, according to four current and former officials. It was how the CIA got “disaffected people up in the ranks. But this was not done once, and wasn’t done just in the [Chinese military],” recalled a current Capitol Hill staffer. “Paying their bribes was an example of long-term thinking that was extraordinary for us,” said a former senior counterintelligence official. “Recruiting foreign military officers is nearly impossible. It was a way to exploit the corruption to our advantage.” At the time, “promotion fees” sometimes ran into the millions of dollars, according to a former senior CIA official: “It was quite amazing the level of corruption that was going on.” The compensation sometimes included paying tuition and board for children studying at expensive foreign universities, according to another CIA officer.
Chinese officials took notice. “They were forced to see their problems, and our mistakes helped them see what their problems were,” recalled a former CIA executive. “We helped bring to fruition what they theoretically were scared of,” said the Capitol Hill staffer. “We scared the shit out of them.” Corruption was increasingly seen as the chief threat to the regime at home; as then-Party Secretary Hu Jintao told the Party Congress in 2012, “If we fail to handle this issue well, it could … even cause the collapse of the party and the fall of the state,” he said. Even in China’s heavily controlled media environment, corruption scandals were breaking daily, tainting the image of the CCP among the Chinese people. Party corruption was becoming a public problem, acknowledged by the CCP leadership itself.
But privately, U.S. officials believe, Chinese leaders also feared the degree to which corruption had allowed the CIA to penetrate its inner circles. The CIA’s incredible recruiting successes “showed the institutional rot of the party,” said the former senior CIA official. “They ought to [have been] upset.” The leadership realized that unchecked corruption wasn’t just an existential threat for the party at home; it was also a major counterintelligence threat, providing a window for enemy intelligence services like the CIA to crawl through.
This was a global problem for the CCP. Corrupt officials, even if they hadn’t been recruited by the CIA while in office, also often sought refuge overseas—where they could then be tapped for information by enterprising spy services. In late 2012, party head Xi Jinping announced a new anti-corruption campaign that would lead to the prosecution of hundreds of thousands of Chinese officials. Thousands were subject to extreme coercive pressure, bordering on kidnapping, to return from living abroad. “The anti-corruption drive was about consolidating power—but also about how Americans could take advantage of [the corruption]. And that had to do with the bribe and promotion process,” said the former senior counterintelligence official.
The 2013 leaks from Edward Snowden, which revealed the NSA’s deep penetration of the telecommunications company Huawei’s China-based servers, also jarred Chinese officials, according to a former senior intelligence analyst. “Chinese officials were just beginning to learn how the internet and technology has been so thoroughly used against them, in ways they didn’t conceptualize until then,” the former analyst said. “At the intelligence level, it was driven by this fundamental [revelation] that, ‘This is what we’ve been missing: This internet system we didn’t create is being weaponized against us.’”
There were other ripple effects. By the late 2000s, U.S. intelligence officials had observed a notable professionalizing of the Ministry of State Security, China’s main civilian intelligence agency. Before Xi’s purges, petty corruption within the agency was ubiquitous, former U.S. intelligence officials say, with China’s spies sometimes funneling money from operations into their own “nest eggs”; Chinese government-affiliated hackers operating under the protection of the Ministry of State Security would also sometimes moonlight as cybercriminals, passing a cut of their work to their bosses at the intelligence agency.
Under Xi’s crackdown, these activities became increasingly untenable. But the discovery of the CIA networks in China helped supercharge this process, said current and former officials—and caused China to place a greater focus on external counterespionage work. “As they learned these things,” the Chinese realized they “needed to start defending themselves,” said the former CIA executive.
By about 2010, two former CIA officials recalled, the Chinese security services had instituted a sophisticated travel intelligence program, developing databases that tracked flights and passenger lists for espionage purposes. “We looked at it very carefully,” said the former senior CIA official. China’s spies “were actively using that for counterintelligence and offensive intelligence. The capability was there and was being utilized.” China had also stepped up its hacking efforts targeting biometric and passenger data from transit hubs, former intelligence officials say—including a successful hack by Chinese intelligence of biometric data from Bangkok’s international airport.
To be sure, China had stolen plenty of data before discovering how deeply infiltrated it was by U.S. intelligence agencies. However, the shake-up between 2010 and 2012 gave Beijing an impetus not only to go after bigger, riskier targets, but also to put together the infrastructure needed to process the purloined information. It was around this time, said a former senior NSA official, that Chinese intelligence agencies transitioned from merely being able to steal large datasets en masse to actually rapidly sifting through information from within them for use. U.S. officials also began to observe that intelligence facilities within China were being physically co-located near language and data processing centers, said this person.
For U.S. intelligence personnel, these new capabilities made China’s successful hack of the U.S. Office of Personnel Management (OPM) that much more chilling. During the OPM breach, Chinese hackers stole detailed, often highly sensitive personnel data from 21.5 million current and former U.S. officials, their spouses, and job applicants, including health, residency, employment, fingerprint, and financial data. In some cases, details from background investigations tied to the granting of security clearances—investigations that can delve deeply into individuals’ mental health records, their sexual histories and proclivities, and whether a person’s relatives abroad may be subject to government blackmail—were stolen as well. Though the United States did not disclose the breach until 2015, U.S. intelligence officials became aware of the initial OPM hack in 2012, said the former counterintelligence executive. (It’s not clear precisely when the compromise actually happened.)
When paired with travel details and other purloined data, information from the OPM breach likely provided Chinese intelligence potent clues about unusual behavior patterns, biographical information, or career milestones that marked individuals as likely U.S. spies, officials say. Now, these officials feared, China could search for when suspected U.S. spies were in certain locations—and potentially also meeting secretly with their Chinese sources. China “collects bulk personal data to help it track dissidents or other perceived enemies of China around the world,” Evanina, the top U.S. counterintelligence official, said.
Many felt the ground give way immediately. For some at the CIA, recalled Gail Helt, a former CIA China analyst, the reaction to the OPM breach was, “Oh my God, what is this going to mean for everybody who had ever traveled to China? But also what is it going to mean for people who we had formally recruited, people who might be suspected of talking to us, people who had family members there? And what will this mean for agency efforts to recruit people in the future? It was terrifying. Absolutely terrifying.” Many feared the aftershocks would be widespread. “The concern just wasn’t that [the OPM hack] would curtail info inside China,” said a former senior national security official. “The U.S. and China bump up against each other around the world. It opened up a global Pandora’s box of problems.”
Others were more resigned, if no less disturbed. “You operate under the assumption that good tradecraft”—and not the secrecy provided, in theory, by cover—“will protect your assets and operations,” said Duyane Norman, a former senior CIA official. “So OPM wasn’t some kind of eye-opener. It was confirmation of new threats we already knew existed.”
There were other bad omens. During this same period, U.S. officials concluded that Russian intelligence officials, likely exploiting a difference in payroll payments between real State Department employees and undercover CIA officers, had identified some of the CIA personnel working at the U.S. Embassy in Moscow. Officials thought that this insight may have come from data derived from the OPM hack, provided by the Chinese to their Russian counterparts. U.S. officials also wondered whether the OPM hack could be related to an uptick in attempted recruitments by Chinese intelligence of Chinese American translators working for U.S. intelligence agencies when they visited family in China. “We also thought they were trying to get Mandarin speakers to apply for jobs as translators” within the U.S. intelligence community, recalled the former senior counterintelligence official. U.S. officials believed that Chinese intelligence was giving their agents “instructions on how to pass a polygraph.”
But after the OPM breach, anomalies began to multiply. In 2012, senior U.S. spy hunters began to puzzle over some “head-scratchers”: In a few cases, spouses of U.S. officials whose sensitive work should have been difficult to discern were being approached by Chinese and Russian intelligence operatives abroad, according to the former counterintelligence executive. In one case, Chinese operatives tried to harass and entrap a U.S. official’s wife while she accompanied her children on a school field trip to China. “The MO is that, usually at the end of the trip, the lightbulb goes on [and the foreign intelligence service identifies potential persons of interest]. But these were from day one, from the airport onward,” the former official said.
Worries about what the Chinese now knew precipitated an intelligence community-wide damage assessment surrounding the OPM and other hacks, recalled Douglas Wise, a former senior CIA official who served deputy director of the Defense Intelligence Agency from 2014 to 2016. Some worried that China might have purposefully secretly altered data in individuals’ OPM files to later use as leverage in recruitment attempts. Officials also believed that the Chinese might sift through the OPM data to try and craft the most ideal profiles for Chinese intelligence assets seeking to infiltrate the U.S. government—since they now had granular knowledge of what the U.S. government looked for, and what it didn’t, while considering applicants for sensitive positions. U.S. intelligence agencies altered their screening procedures to anticipate new, more finely tuned Chinese attempts at human spying, Wise said.
The Chinese now had unprecedented insight into the workings of the U.S. system. The United States, meanwhile, was flying with one eye closed when dealing with China. With the CIA’s carefully built network of Chinese agents utterly destroyed, the debate over how to handle China would become increasingly contentious—even as China’s ambitions grew.
Editor’s Note: This is the first in a three-part series. The second part, to be published Dec. 22, covers how U.S. intelligence under Barack Obama struggled as Xi Jinping consolidated his power. The third part, to be published on Dec. 23, covers the Donald Trump era and the growing cooperation between Chinese intelligence and tech giants. Zach Dorfman is a senior staff writer on national security and cybersecurity for Aspen Digital, a program of the Aspen Institute, and a senior fellow at Carnegie Council for Ethics in International Affairs. Twitter: @zachsdorfman
Ezra Vogel, a remarkable East Asia scholar, author of the best biography of Deng Xiaoping, and all round generous, decent man, has passed away. Below is an obituary posted by his son. If you work on developing countries, the takeaway for me is the breadth of intellectual tools that Ezra Vogel applied during his life to produce outstanding scholarship. This was no one-trick pony.
…
Ezra F. Vogel, 90, one of the country’s leading experts on East Asia through a career that spanned six decades, passed away in Cambridge, MA, December 20 due to complications from surgery.
Vogel studied an extraordinary range of substantive topics in multiple countries from the perspectives of various academic disciplines, retooling himself as a scholar many times over in his academic career. He was originally trained as a sociologist studying the family in the United States. He devoted two years to language study and field research in Japan in 1958-60, emerging as a specialist on Japanese society. He then embarked on Chinese-language study in the 1960s, before it was possible to travel to mainland China, and became an accomplished scholar of Chinese society as well. His scholarship spanned from family issues, to social welfare, industrial policy, international relations, and history. He served as the National Intelligence Officer for East Asia with the National Intelligence Council from 1993 to 1995, and maintained a strong interest in U.S. foreign and security policy in Asia from that time. He turned to history in his later years, producing magisterial works on Deng Xiaoping and Sino-Japanese relations.
Vogel’s scholarship was not restricted to any single methodology, but rather reflected his drive to get the story right through whatever means necessary. For his research on the Japanese family, he engaged in intensive ethnographic research with his first wife, Suzanne Hall Vogel, interviewing six families about once a week for a year. He kept up with some of the families over the years, and the family friendships now span three generations. For his first book on China, he relied primarily on interviews in Hong Kong with refugees who had escaped from the Guangzhou region. He was a passionate life-long student of language, and he mastered both Japanese and Chinese. He took pride in his ability to conduct research and give public lectures in both languages.
Vogel will be most remembered for his boundless good cheer and boyish enthusiasm. He grew up in the small town of Delaware, Ohio, the son of Jewish immigrants, Joe and Edith Vogel. His father ran a men’s and boys’ clothing store in the center of town, the People’s Store, and he often helped out. He managed to transfer the effusive friendliness of a small-town shoe salesman to the unlikely corridors of Harvard University and Washington D.C. He had an irrepressible ability to see the good in every person and every nation, while recognizing nonetheless that many of us fall short of our ideals. He sustained a network of Japanese graduate students and young scholars at Harvard, the “juku” (study group), which met regularly at his home in Cambridge until the Coronovirus pandemic intervened. He hosted smaller groups of students working on China as well. He participated in a reunion of former students, colleagues, and “juku” members almost every summer in Tokyo.
Vogel was a devoted husband and father, who hosted a celebration for his extended family at his home every holiday season for the past 25 years. The 2020 reunion was to be via Zoom on the day he passed away. He loved keeping up with friends, family and colleagues. Undeterred by COVID-19, he raved about his ability to talk to family and colleagues in Japan, China, and other parts of the world with Zoom. He and his wife Charlotte were supportive companions. Among other activities, they enjoyed running daily for twenty years. When his knees began to falter, they turned to biking for the last twenty years. He even biked four miles one day shortly before he died. He maintained long-term friendships, regularly going back for high school and college reunions in his hometown. He made a major gift to his hometown alma mater, Ohio Wesleyan, of the entire royalties from the mainland Chinese edition of his biography of Deng Xiaoping.
Vogel was the Henry Ford II Professor of the Social Sciences Emeritus at Harvard. After graduating from Ohio Wesleyan in 1950 and serving two years in the U.S. Army, he studied sociology in the Department of Social Relations at Harvard, receiving his Ph.D. in 1958. In 1960-1961 he was assistant professor at Yale University and from 1961-1964 a post-doctoral fellow at Harvard, studying Chinese language and history. He remained at Harvard, becoming a lecturer in 1964 and a professor in 1967. He retired from teaching in 2000.
Vogel was also an institution builder at Harvard. He succeeded John Fairbank to become the second Director (1972-1977) of Harvard’s East Asian Research Center and Chairman of the Council for East Asian Studies (1977-1980). He co-founded the Program on U.S.-Japan Relations at the Center for International Affairs and served as its first Director (1980-1987) and as Honorary Director ever since. He was Chairman of the undergraduate concentration in East Asian Studies from its inception in 1972 until 1991. He was Director of the Fairbank Center (1995-1999) and the first Director of the Asia Center (1997-1999). He was Chairman of the Harvard Committee to Welcome President Jiang Zemin (1998). He also served as Co-Director of the Asia Foundation Task Force on East Asian Policy Recommendations for the New Administration (2001).
Drawing on his original field work in Japan, he wrote Japan’s New Middle Class (1963). A book based on several years of interviewing and reading materials from China, Canton Under Communism (1969), won the Harvard University Press faculty book of the year award. The Japanese edition of his book Japan as Number One: Lessons for America (1979) was a breakaway best-seller in Japan. In Comeback (1988), he suggested things America might do to respond to the Japanese challenge. He spent eight months in 1987, at the invitation of the Guangdong Provincial Government, studying the economic and social progress of the province since it took the lead in pioneering economic reform in 1978. The results are reported in One Step Ahead in China: Guangdong Under Reform (1989). His Reischauer Lectures were published as The Four Little Dragons: The Spread of Industrialization in East Asia (1991). He visited East Asia every year after 1958 and spent a total of over six years in the region. He returned from his most recent trip to China in January, just as word was first coming out about the COVID-19 pandemic.
At the age of 81, Vogel published the definitive biography of Deng Xiaoping, Deng Xiaoping and the Transformation of China (2011). The book won: the 2012 Lionel Gelber Prize, Lionel Gelber Foundation, Munk School of Global Affairs at the University of Toronto; Honorable Mention 2012 for the Bernard Schwartz Book Award, Asia Society; Finalist 2011 for the National Book Critics Circle Award for Biography; a Bloomberg News Favorite Book of 2014; and Esquire China Book of the Year 2012; a Gates Notes Top Read of 2012; an Economist Best Book of 2011; a Financial Times Best Book of 2011; a New York Times Book Review Editor’s Choice 2011; a Wall Street Journal Book of the Year 2011, and a Washington Post Best Book of 2011. The book became a bestseller in China.
At the age of 89, he published China and Japan: Facing History (2019), which reviews the history of political and cultural ties between the two nations over 1500 years. Vogel hoped that the book would offer an accurate portrayal of how the two countries learned from each other over the centuries, but also serve to encourage the Chinese and Japanese leaders to forge a more constructive relationship going forward. Vogel was also concerned about the state of U.S.-China relations.
Vogel received honorary degrees from Kwansei Gakuin (Japan), the Monterrey Institute, the Universities of Maryland, Massachusetts (Lowell), Wittenberg, Bowling Green, Albion, Ohio Wesleyan, Chinese University (Hong Kong) and Yamaguchi University (Japan). He received the Japan Foundation Prize in 1996 and the Japan Society Prize in 1998.
Vogel is survived by his wife of 41 years, Charlotte Ikels; son David Vogel of Cambridge, MA; son Steven Vogel of Berkeley, CA; daughter Eve Vogel of Amherst, MA; sister Fay Bussgang of Dedham, MA; and five grandchildren.
Resource links
Scholar profile here.
Harvard Fairbank Center profile here.
Wikipedia page here.
Amazon book page here.
YouTube videos here.
New York Times interviews here.
China’s relationships with all sorts of countries are, to say the least, fraying. Much of the coverage in this respect focuses on Sino-US relations. But more interesting from a fight-lover’s perspective is a confrontation such as Australia versus China. A nation of 25 million, heavily dependent on trade with the Middle Kingdom, squares up against a nation of 1.3 billion.
Without going into the background of why the Aussies are ready to deck Beijing, this article about personal experience highlights how ugly the fight is getting. A journalist describes a threat to put his 14-year-old daughter in prison and his family’s flight from China.
To my understanding, although the minimum age of legal responsibility in China is 14, it would not be easy under Chinese law to put a 14-year-old in prison for a non-violent crime (probably easier to lock up the parents and put the child in an orphanage — a favourite tactic in Tibet and spectacularly unpleasant). But the fact that Foreign Ministry and police employees threatened prison in this case tells you something about what is going on.
It is also a reminder of how un-Chinese the Chinese Communist Party is becoming. Respect for kids is one of the more reliable and charming aspects of Chinese culture. Just not in this case.